Alok Vimalkishore Tapadia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alok Vimalkishore Tapadia, a licensed former licensee with CE reference BHP071. This person has 7.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-10 | 2023-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-10 | 2021-05-10 |