Andrew Christopher Seymour Swan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Christopher Seymour Swan ( ), a licensed former licensee with CE reference BHN965. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-26 | 2022-07-12 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-04-26 | 2022-07-12 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-26 | 2021-04-26 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-26 | 2021-04-26 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-31 | 2020-08-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-31 | 2020-08-25 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2016-05-31 | 2017-03-31 |