Rupert Dickie Hope
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupert Dickie Hope, a licensed former licensee with CE reference BHM098. This person has less than 0.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-06-11 | 2018-06-12 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-06-11 | 2018-06-12 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-11-13 | 2017-11-14 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-11-13 | 2017-11-14 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-09-22 | 2016-09-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-09-22 | 2016-09-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-05-17 | 2016-05-21 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-05-17 | 2016-05-21 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Rupert Dickie Hope during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.