Xi (SFC:BHK043) Xu
徐浠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BHK043) Xu (徐浠), a licensed former licensee with CE reference BHK043. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-22 | 2024-03-25 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-22 | 2024-03-25 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-03 | 2017-01-23 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-03 | 2017-01-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2016-05-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-24 | 2016-05-31 |