Raymond Mok
莫偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Mok (莫偉民), a licensed Representative with CE reference BHJ465. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 9.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-19 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-07 | 2022-08-28 |
| Philippa Huckle Group Limited, The | Rep | Type 1 - Dealing in securities | 2016-06-01 | 2017-12-14 |
| Philippa Huckle Group Limited, The | Rep | Type 4 - Advising on securities | 2016-06-01 | 2017-12-14 |
| Philippa Huckle Group Limited, The | Rep | Type 9 - Asset management | 2016-06-01 | 2017-12-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Philippa Jane Huckle | Philippa Huckle Group Limited, The | 2016–2017 |
| Matthew Ho Hin Chan | Philippa Huckle Group Limited, The | 2016–2017 |
| Kam Chiu William Yu | Philippa Huckle Group Limited, The | 2016–2017 |
| Pui Yee Winnie Chan | Philippa Huckle Group Limited, The | 2017 |
| Ivan Kwok Lueng Cheng | Philippa Huckle Group Limited, The | 2016 |