Chen Liu
劉琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Liu (劉琛), a licensed former licensee with CE reference BHF316. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-11 | 2016-12-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-11 | 2016-12-30 |