Ka Man Sara Woo
胡嘉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Sara Woo (胡嘉文), a licensed former licensee with CE reference BHD691. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-31 | 2022-06-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-31 | 2022-06-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-22 | 2017-07-25 |