Min (SFC:BHC342) Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:BHC342) Kim ( ), a licensed former licensee with CE reference BHC342. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-13 | 2021-07-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2019-01-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-05 | 2019-01-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-02 | 2016-07-31 |