Katherine Ling Ting Lau
劉玲婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ling Ting Lau (劉玲婷), a licensed former licensee with CE reference BGX867. This person has 7.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-08 | 2023-06-02 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-07 | 2023-06-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-26 | 2023-01-04 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Ling Ting Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.