Siddhartha Samir Bhattacharya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siddhartha Samir Bhattacharya ( ), a licensed former licensee with CE reference BGX035. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2020-01-20 | 2021-11-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-15 | 2021-11-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-25 | 2019-09-27 |