Yi (SFC:BGV069) Du
杜毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BGV069) Du (杜毅), a licensed former licensee with CE reference BGV069. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-25 | 2018-12-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-12 | 2018-12-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-01-12 | 2018-12-20 |