Ye (SFC:BGT105) Tao
陶也
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BGT105) Tao (陶也), a licensed former licensee with CE reference BGT105. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-09 | 2018-03-20 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-09 | 2018-03-20 |