Nicholas Ritter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Ritter, a licensed former licensee with CE reference BGS720. This person has 5.6 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited | RO | Type 1 - Dealing in securities | 2017-12-21 | 2021-07-20 |
| Moore Capital Asia Limited | RO | Type 2 - Dealing in futures contracts | 2017-12-21 | 2021-07-20 |
| Moore Capital Asia Limited | RO | Type 9 - Asset management | 2017-12-21 | 2021-07-20 |
| Moore Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2015-12-18 | 2017-12-21 |
| Moore Capital Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-18 | 2017-12-21 |
| Moore Capital Asia Limited | Rep | Type 9 - Asset management | 2015-12-18 | 2017-12-21 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Ritter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Andrew Glynn | Moore Capital Asia Limited | 2015–2021 |
| Christian Un Sik Youn | Moore Capital Asia Limited | 2017–2020 |
| David Leo Cooper | Moore Capital Asia Limited | 2015–2019 |
| Manu Kumar | Moore Capital Asia Limited | 2015–2020 |
| Yifan Tan | Moore Capital Asia Limited | 2018–2020 |
| Gaurav Grover | Moore Capital Asia Limited | 2015–2017 |
| Samuel Anthony Lun Barclay | Moore Capital Asia Limited | 2019–2020 |
| Abhishek Shantilal Jain | Moore Capital Asia Limited | 2015–2017 |
| Scott Martin Lawin | Moore Capital Asia Limited | 2015–2016 |
| Paul Hamsoo Kim | Moore Capital Asia Limited | 2015–2017 |
| Arthur Samuel Galt Dickie | Moore Capital Asia Limited | 2015–2016 |
| Howard Gar Wai Pang | Moore Capital Asia Limited | 2017 |