Kristian David Heath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristian David Heath, a licensed former licensee with CE reference BGQ570. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-03-07 | 2017-05-31 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-12-09 | 2017-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kristian David Heath during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.