Ian Geoffrey Kendrick Rick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Geoffrey Kendrick Rick ( ), a licensed former licensee with CE reference BGQ564. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-03-07 | 2016-07-08 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-12-09 | 2016-07-08 |