Ian Geoffrey Kendrick Rick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Geoffrey Kendrick Rick, a licensed former licensee with CE reference BGQ564. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-03-07 | 2016-07-08 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-12-09 | 2016-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ian Geoffrey Kendrick Rick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.