Norihiko Kawata
河田典彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norihiko Kawata (河田典彥), a licensed former licensee with CE reference BGP464. This person has 5.9 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited | RO | Type 1 - Dealing in securities | 2017-08-14 | 2023-06-26 |
| SMBC Capital Markets (Asia) Limited | RO | Type 2 - Dealing in futures contracts | 2017-08-14 | 2023-06-26 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Norihiko Kawata during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Adrian Alexander Wong | SMBC Capital Markets (Asia) Limited | 2017–2023 |
| Joseph Rondinella | SMBC Capital Markets (Asia) Limited | 2017–2023 |
| Yushi Araki | SMBC Capital Markets (Asia) Limited | 2017–2023 |
| Jack Jialin Zhao | SMBC Capital Markets (Asia) Limited | 2017–2021 |
| Anthony John Sewell | SMBC Capital Markets (Asia) Limited | 2017–2020 |
| Velik Alexandre Bellemin | SMBC Capital Markets (Asia) Limited | 2021–2023 |
| Yasuhiro Miki | SMBC Capital Markets (Asia) Limited | 2017 |