Yi (SFC:BGO574) Dai
戴翼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BGO574) Dai (戴翼), CE reference BGO574. Currently licensed at 2 firm(s): BOCOM International Securities Limited, BOCOM International (Asia) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-14 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-14 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-14 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-11 | 2021-09-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-11 | 2021-09-14 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-05-11 | 2021-09-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-25 | 2017-12-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-25 | 2017-12-30 |