Ka Yi (SFC:BGM619) Wong
黃嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yi (SFC:BGM619) Wong (黃嘉怡), a licensed former licensee with CE reference BGM619. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-19 | 2019-04-18 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-19 | 2019-04-18 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-19 | 2019-04-18 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2018-06-29 | 2018-11-23 |
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-14 | 2018-04-25 |