Funnie Ngar Yee Lau
劉雅兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Funnie Ngar Yee Lau (劉雅兒), a licensed former licensee with CE reference BGM564. This person has 4.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-05 | 2024-05-31 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-25 | 2019-05-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-23 | 2016-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Funnie Ngar Yee Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.