Wataru Mizoguchi
溝口涉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wataru Mizoguchi (溝口涉), a licensed former licensee with CE reference BGM479. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2016-01-06 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2015-11-10 | 2016-01-06 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2015-11-10 | 2016-01-06 |