Wataru Mizoguchi
溝口涉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wataru Mizoguchi (溝口涉), a licensed former licensee with CE reference BGM479. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2015-11-10 | 2016-01-06 |
| Ethivo Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2015-11-10 | 2016-01-06 |
| Ethivo Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2015-11-10 | 2016-01-06 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Wataru Mizoguchi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sambit Mangaraj | Ethivo Asset Management (HK) Limited | 2015–2016 |
| Roger Simon Pyrke | Ethivo Asset Management (HK) Limited | 2015–2016 |
| Wing Yan Ma | Ethivo Asset Management (HK) Limited | 2015–2016 |
| Riccardo Capelvenere | Ethivo Asset Management (HK) Limited | 2015–2016 |
| Masatoshi Kuboyama | Ethivo Asset Management (HK) Limited | 2015–2016 |
| Idy Wing Yan Yeung | Ethivo Asset Management (HK) Limited | 2015–2016 |