Chui Ni Wu
胡翠妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Ni Wu (胡翠妮), a licensed former licensee with CE reference BGM264. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-21 | 2023-11-06 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-11 | 2023-11-06 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-15 | 2018-11-30 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-13 | 2018-11-30 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-18 | 2017-12-06 |