John Brooks Ritchey Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Brooks Ritchey Jr ( ), a licensed former licensee with CE reference BGL636. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-08 | 2017-05-11 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-06 | 2015-11-13 |