Richard James Lewis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard James Lewis ( ), a licensed former licensee with CE reference BGL296. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-09 | 2017-06-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-09 | 2017-06-30 |