Ka Hoe Eric Sum
沈嘉灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hoe Eric Sum (沈嘉灝), a licensed former licensee with CE reference BGK890. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-02 | 2017-07-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2017-07-07 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2017-03-31 |