Carolyn Anne Roby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Anne Roby ( ), a licensed former licensee with CE reference BGK733. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-13 | 2018-11-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-13 | 2018-11-12 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2015-11-13 | 2018-11-12 |