Yan (SFC:BGK629) Zhou

周妍
CE No. BGK629 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BGK629) Zhou (周妍), a licensed former licensee with CE reference BGK629. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Eagle Trader Asset Management Limited
老鷹量化資產管理有限公司
RO Type 4 — Advising on securities 2025-01-14 2025-05-30
Eagle Trader Asset Management Limited
老鷹量化資產管理有限公司
RO Type 9 — Asset management 2022-09-26 2025-05-30
Eagle Trader Asset Management Limited
老鷹量化資產管理有限公司
Rep Type 9 — Asset management 2022-08-12 2022-09-26
Great Bay Securities Limited
大灣區深港證券有限公司
RO Type 9 — Asset management 2022-05-31 2022-08-10
Great Bay Securities Limited
大灣區深港證券有限公司
RO Type 1 — Dealing in securities 2022-03-03 2022-08-10
Great Bay Securities Limited
大灣區深港證券有限公司
RO Type 4 — Advising on securities 2022-03-03 2022-08-10
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 4 — Advising on securities 2021-12-06 2022-03-03
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 1 — Dealing in securities 2021-11-25 2022-03-03
Great Bay Securities Limited
大灣區深港證券有限公司
Rep Type 9 — Asset management 2021-11-25 2022-05-31
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
RO Type 2 — Dealing in futures contracts 2020-09-23 2021-11-09
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
RO Type 1 — Dealing in securities 2020-03-12 2021-11-09
Eagle Trader Asset Management Limited
老鷹量化資產管理有限公司
Rep Type 9 — Asset management 2019-11-25 2021-11-09
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
Rep Type 1 — Dealing in securities 2019-06-17 2020-03-12
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
Rep Type 2 — Dealing in futures contracts 2019-06-17 2020-09-23
DA International Asset Management Limited
直達國際資產管理有限公司
Rep Type 4 — Advising on securities 2018-08-14 2019-05-17
DA International Asset Management Limited
直達國際資產管理有限公司
Rep Type 9 — Asset management 2018-08-14 2019-05-17
DA International Financial Service Limited
直達國際金融服務有限公司
Rep Type 1 — Dealing in securities 2016-06-08 2019-05-17
DA International Financial Service Limited
直達國際金融服務有限公司
Rep Type 2 — Dealing in futures contracts 2015-11-05 2019-05-17

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