Zhaoying Lu
陸趙郢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhaoying Lu (陸趙郢), a licensed former licensee with CE reference BGI558. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-10 | 2023-03-02 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-10 | 2023-03-02 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-10 | 2023-03-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-16 | 2016-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-16 | 2016-06-06 |