Xuan (SFC:BGG514) Li
李璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:BGG514) Li (李璇), a licensed former licensee with CE reference BGG514. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-20 | 2024-07-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-18 | 2021-04-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-18 | 2021-04-19 |