Benedict Ernest Uglow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benedict Ernest Uglow ( ), a licensed former licensee with CE reference BGG227. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-22 | 2019-03-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-22 | 2019-03-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-23 | 2015-09-29 |