Jialin Shan
單佳林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jialin Shan (單佳林), a licensed former licensee with CE reference BGG144. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-15 | 2022-07-22 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-15 | 2022-07-22 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-15 | 2022-07-22 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2018-01-16 | 2020-01-07 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-14 | 2020-01-07 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-14 | 2020-01-07 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-14 | 2020-01-07 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-18 | 2016-04-08 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-18 | 2016-04-08 |