Louise Jane Moat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louise Jane Moat ( ), a licensed former licensee with CE reference BGG140. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-24 | 2022-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-24 | 2022-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-24 | 2022-06-30 |