Wing Han (SFC:BGE370) Chan
陳穎嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Han (SFC:BGE370) Chan (陳穎嫻), a licensed former licensee with CE reference BGE370. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-19 | 2021-11-22 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-24 | 2021-11-22 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-16 | 2017-11-19 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-16 | 2017-11-19 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2015-11-16 | 2017-11-19 |