Hoi Ting (SFC:BGD849) Chan
陳凱婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ting (SFC:BGD849) Chan (陳凱婷), a licensed former licensee with CE reference BGD849. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2023-08-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-19 | 2023-08-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-11-19 | 2023-08-24 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2019-11-08 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-20 | 2019-11-08 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2016-12-17 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-09 | 2016-12-17 |