Ekaterina Alexeevna Uzun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ekaterina Alexeevna Uzun ( ), a licensed former licensee with CE reference BGC393. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-04 | 2015-09-07 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-04 | 2015-09-07 |