Shuo Diao
刁碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Diao (刁碩), a licensed former licensee with CE reference BGC143. This person has 3.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-31 | 2021-03-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-28 | 2017-04-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-28 | 2017-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Diao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Qizhou Jiang | BOCI Asia Limited | 2018–2021 |
| Rui Gao | BOCI Asia Limited | 2018–2021 |
| Hao Zhang | BOCI Asia Limited | 2018–2021 |
| Lianfu Liu | BOCI Asia Limited | 2018–2021 |
| Ao Wang | BOCI Asia Limited | 2018–2021 |
| Pan Lung Luk | BOCI Asia Limited | 2018–2021 |
| Xiaolu Chen | BOCI Asia Limited | 2018–2021 |
| Fangzhou He | BOCI Asia Limited | 2018–2021 |
| Yi Shen | BOCI Asia Limited | 2018–2021 |
| Yuancheng Shao | BOCI Asia Limited | 2018–2021 |
| Shuai Guo | BOCI Asia Limited | 2018–2021 |
| Ziheng Shao | BOCI Asia Limited | 2018–2021 |
| Xiaoxiao Wang | BOCI Asia Limited | 2018–2021 |
| Huang Zhong Ye | BOCI Asia Limited | 2018–2021 |
| Yuxiang Guo | BOCI Asia Limited | 2018–2020 |
| Xiaohui Xu | BOCI Asia Limited | 2018–2020 |
| Zhaoquan Gao | BOCI Asia Limited | 2018–2020 |
| Zhenxian Huang | BOCI Asia Limited | 2018–2020 |
| Hengwei Zhang | BOCI Asia Limited | 2019–2021 |
| Zhicheng Wu | BOCI Asia Limited | 2019–2021 |