Shuo Diao
刁碩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Diao (刁碩), a licensed former licensee with CE reference BGC143. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-31 | 2021-03-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-28 | 2017-04-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-28 | 2017-04-13 |