Kaiwen Kuang
鄺凱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiwen Kuang (鄺凱文), a licensed former licensee with CE reference BGB219. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-05 | 2022-05-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-22 | 2022-05-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-22 | 2022-05-20 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-20 | 2018-11-23 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-20 | 2018-11-23 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-20 | 2018-11-23 |