Siu Lun (SFC:BGB187) Lau
劉兆倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun (SFC:BGB187) Lau (劉兆倫), a licensed former licensee with CE reference BGB187. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-08 | 2019-06-30 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-01-17 | 2019-06-30 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
Rep | Type 9 — Asset management | 2018-05-07 | 2018-10-19 |
| Grand Cartel Securities Company Limited 宏大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-06 | 2018-02-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2017-01-27 |