Masataka Yamaguchi
山口雅崇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masataka Yamaguchi (山口雅崇), a licensed former licensee with CE reference BGB080. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-17 | 2017-08-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-02-17 | 2017-08-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-20 | 2016-02-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-20 | 2016-02-17 |