Xin (SFC:BFZ385) Liu
劉昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:BFZ385) Liu (劉昕), CE reference BFZ385. Currently licensed at 1 firm(s): Ocean Cedar Asset Management Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-10 | present |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-10 | present |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-25 | 2019-05-14 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 9 — Asset management | 2017-01-25 | 2019-05-14 |