Stephen Edward O'Brien
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Edward O'Brien, a licensed former licensee with CE reference BFY825. This person has 8.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-31 | 2024-06-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2024-06-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-31 | 2024-06-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2015-08-31 | 2024-06-19 |