Chiu Wai Ngan
顏招偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wai Ngan (顏招偉), a licensed former licensee with CE reference BFY423. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-23 | 2022-05-27 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-09 | 2022-05-27 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-09 | 2022-05-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-31 | 2021-01-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-31 | 2021-01-30 |