Soo Lim Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Lim Lee, a licensed former licensee with CE reference BFW362. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-20 | 2017-12-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-20 | 2017-12-06 |