James En Wai Chin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James En Wai Chin ( ), a licensed former licensee with CE reference BFW325. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-16 | 2017-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-16 | 2017-12-06 |