Hye Na Kim
金慧娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hye Na Kim (金慧娜), a licensed former licensee with CE reference BFU953. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-25 | 2017-11-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-25 | 2017-11-29 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-24 | 2017-07-26 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-24 | 2017-07-26 |