Zhe (SFC:BFT477) Wang
王哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe (SFC:BFT477) Wang (王哲), a licensed former licensee with CE reference BFT477. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-10 | 2021-10-08 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-08-10 | 2021-10-08 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-23 | 2020-08-10 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-23 | 2020-08-10 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-07 | 2017-05-16 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-07 | 2017-05-16 |