Andrew Robert Lam
林朗生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Robert Lam (林朗生), a licensed former licensee with CE reference BFT298. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-14 | 2020-12-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-08 | 2019-11-01 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2019-11-01 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-08 | 2019-11-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-30 | 2016-11-30 |