Lin (SFC:BFR854) Shi
時霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BFR854) Shi (時霖), a licensed former licensee with CE reference BFR854. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-06 | 2022-12-13 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-09-06 | 2022-12-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-23 | 2018-07-21 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-23 | 2018-07-21 |