Keen Ming Yung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keen Ming Yung ( ), a licensed former licensee with CE reference BFP332. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2019-03-22 | 2020-03-27 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-01-14 | 2020-03-27 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2019-01-14 | 2020-03-27 |
| Asia Climate Partners Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-06-30 | 2018-12-14 |
| Asia Climate Partners Hong Kong Limited | Rep | Type 4 — Advising on securities | 2016-06-30 | 2018-12-14 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-17 | 2016-06-29 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-02-17 | 2016-06-29 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-11 | 2016-01-22 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-11 | 2016-01-22 |