Yusuke Ochiai
落合雄介
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yusuke Ochiai (落合雄介), a licensed former licensee with CE reference BFO805. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-22 | 2017-10-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-22 | 2017-10-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-22 | 2017-10-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-24 | 2017-06-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-24 | 2017-06-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-24 | 2017-06-22 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-04 | 2015-06-24 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-04 | 2015-06-24 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-04 | 2015-06-24 |