Yat Tin Ng
吳日天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Tin Ng (吳日天), CE reference BFN536. Currently licensed at 1 firm(s): ABCI Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-02 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-24 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-28 | 2020-06-06 |